AUTHORISATION AND SUPPLEMENTARY FORMS

Each Applicant will be required to fill out the requisite forms when making an application to conduct Regulated Activities within the Abu Dhabi Global Market. The forms include guidance notes which provide information on completing the forms and should be read in conjunction with the relevant legislation.

Types of Forms:

NOTE: The forms provided below are NON-EDITABLE and FOR REFERENCE ONLY. To receive editable versions, please contact the FSRA by emailing authorisation@adgm.com, calling +971 2 333 8548, or via the contact us form by clicking here

GENERAL INFORMATION FOR REGULATED ACTIVITIES
This form must be submitted by Applicants applying to conduct one or more Regulated Activities, as defined in the Abu Dhabi Global Market (ADGM) FSRA Rulebook.
General Information for Regulated Activities (GIRA) form

 

APPLICATION FORM FOR THE REGULATED ACTIVITY OF OPERATING A CRYPTO ASSET BUSINESS
This form must be submitted by Applicants applying to conduct the Regulated Activity of Operating a Crypto Asset Business (OCAB), as defined in the ADGM FSRA Rulebook.
Application Form for the Regulated Activity of Operating a Crypto Asset Business

 

CONTROLLED FUNCTIONS AND APPROVED PERSONS
These forms must be submitted by a new Applicant or an existing Authorised Person applying for Approved Person status for an individual who is to carry out one or more Controlled Functions.
Approved Person Status-1 (APS-1) form
Recognised Persons status-1 (RPS-1) form
Principal Representative status-1 (PRS-1) form
Extend or Vary Approved Person status (EVAP) form
Withdrawal of Approved Person Status (APS-2) form

 

REGISTRATION AND NOTIFICATION OF FUNDS
All investment funds, domestic and foreign, that are structured as collective investment schemes (CIS) must be authorised or recognised by FSRA to be promoted in ADGM. The following forms provide for applications of foreign funds managers, and the notification, registration and marketing and selling of funds. To find out more on Funds, please contact ADGM at funds@adgm.com.
Public Fund Registration (FPR) form
Exempt Fund or Qualified Investor Fund Notification (FEQN)
Foreign Fund Manager (FFM) form
Foreign Fund Notification (FFN)
Marketing and Selling of Funds Notification (FMN)

 

SUPPLEMENTARY FORMS
In addition to the information above you may be required to complete other supplementary forms as applicable to your intended activities in ADGM.
Annual AML Return form
Asset Management Supplement (AMS) form
Banking Business supplement (BBS) form
Captive Insurer Business (CIBF) form
Change In Control (CIC) form
Dealing and Advisory supplement (DAS) form
- Click here to view Supplementary Guidance - Dealing Activities document
Islamic Financial Business supplement (IFBS) form
Insurance Business Supplement (IBS) form
Credit Rating Agency (CRA) form
Retail Client Endorsement (RCE) form
Representative Office (RO) form
Suspicious Transaction Report
For more details, kindly refer to
Anti-Money Laundering and Suspicious Cases Unit (AMLSCU)
Central Bank of UAE, AMLSCU
PO Box: 854, Abu Dhabi, UAE
Tel: +971 2 666 8496
Email: cbuaeamlscu@cbuae.gov.ae

 

WAIVERS OR MODIFICATIONS FORM
Finally, the form below should be used when applying for waivers or modifications.
Waivers or modifications (WM) form