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    Vesper Wealth Advisors Ltd

     Financial Firms
    Public Registers FSRA Public Register Firms Financial Firms Vesper Wealth Advisors Ltd

    Vesper Wealth Advisors Ltd
    FSP Number 240046 FSP Date 23 September 2024 Firm Type Financial Firms Address United Arab Emirates, Abu Dhabi, Reem Island, Office 2201, 22nd, Sky Tower, Shams Abu Dhabi Email james.haller@vesperwealth.com Phone +971 559641009 Legal Status ADGM Company (a private company limited by shares) Status Active
    Regulated Activities
    Conditions/Limitations
    Approved Person
    Regulatory Actions
    Reference Number (A-Z) Reference Number (Z-A) Name (A-Z) Name (Z-A) Status (A-Z) Status (Z-A) Role (A-Z) Role (Z-A) Effective Date (New to Old) Effective Date (Old to New) Withdrawn Date (New to Old) Withdrawn Date (Old to New) 10 20 30
    Type Instruments Effective Date Withdrawn Date Advising on Investments or Credit Shares, Instruments creating or acknowledging indebtedness, Government and public Financial Instruments, Instruments giving entitlements to investments, Certificates representing certain Financial Instruments, Units in a Collective Investment Fund, Options, Futures, Contracts for differences etc., Credit Agreement, Rights to or interests in Investments, Sukuk, Environmental Instruments 23 Sep 2024 Arranging Deals in Investments Shares, Instruments creating or acknowledging indebtedness, Government and public Financial Instruments, Instruments giving entitlements to investments, Certificates representing certain Financial Instruments, Units in a Collective Investment Fund, Options, Futures, Contracts for differences etc., Credit Agreement, Rights to or interests in Investments, Sukuk, Environmental Instruments 23 Sep 2024
    No Results No Results
    Name Person Reference Number Role Status Effective Start Date Withdrawn Date
    No Results No Results

    In accordance with section 30(4)(a) of FSMR, the following limitations and stipulations apply to all Regulated Activities, unless specified otherwise:

    • Vesper Wealth Advisors Ltd is not permitted to hold or control Client Assets
    • Vesper Wealth Advisors Ltd is not permitted to deal with Retail Clients, as defined in the Conduct of Business Rulebook (COBS)

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