Overview Jurisdiction Authorities Initiatives ADGM Academy Dispute Resolution
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    Financial Services Firms

    Tau Capital Limited
    Public Registers FSRA Public Register Financial Services Firm Tau Capital Limited Financial Services Permission Number 240095 Date of Financial Services Permission 18 March 2025 Address Unite 36, Level 25, Al Sila Tower, Abu Dhabi Global Market Square, Al Maryah Island, Abu Dhabi, United Arab Emirates Legal Status ADGM Company (a private company limited by shares) Regulated Activities Type Effective date Withdrawn Date Managing Assets 18 March 2025 Managing a Collective Investment Fund 18 March 2025 Arranging Deals in Investments 18 March 2025 Conditions

    In accordance with section 30(4)(a) of FSMR, the following limitations and stipulations apply to all Regulated Activities, unless specified otherwise:

    • Tau Capital Limited is not permitted to deal with Retail Clients as defined under the Conduct of Business Rulebook (COBS); and
    • Tau Capital Limited is not permitted to hold Client Assets.
         Endorsements None Regulatory Actions

    None

         Approved Persons Reference Number A-Z Reference Number Z-A Name A-Z Name Z-A Role A-Z Role Z-A Status A-Z Status Z-A Effective Date Start New to old Effective Date Start Old to new Withdrawn Date New to old Withdrawn Date Old to new 10 20 50
    Reference Number Name Role Status Effective date start Withdrawn date 00323 Ioana Georgescu Compliance Officer, MLRO & Senior Manager Current 18 March 2025 02410 Mohamed Ashfath Finance Officer Current 18 March 2025 02412 William Richard Murray Licensed Director Current 18 March 2025 02765 Thomas Hudson Licensed Director Current 18 March 2025 02407 Andrea Mollica Licensed Director, Senior Executive Officer Current 18 March 2025 02411 Afroditi Boura Senior Manager Current 18 March 2025

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