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    Nuveen Middle East Limited

     Financial Firms
    Public Registers FSRA Public Register Firms Financial Firms Nuveen Middle East Limited

    Nuveen Middle East Limited
    FSP Number 240040 FSP Date 03 July 2024 Firm Type Financial Firms Address United Arab Emirates, Abu Dhabi, Maryah Island, Unit 16, Level 7, Al Maryah Tower, Abu Dhabi Global Market Square Email rachel.to@nuveenglobal.com Phone +852 37082805 Legal Status ADGM Company (a private company limited by shares) Status Active
    Regulated Activities
    Conditions/Limitations
    Approved Person
    Regulatory Actions
    Reference Number (A-Z) Reference Number (Z-A) Name (A-Z) Name (Z-A) Status (A-Z) Status (Z-A) Role (A-Z) Role (Z-A) Effective Date (New to Old) Effective Date (Old to New) Withdrawn Date (New to Old) Withdrawn Date (Old to New) 10 20 30
    Regulated Activities Specified Investments Effective Date Withdrawn Date Advising on Investments or Credit Shares, Instruments giving entitlements to investments, Units in a Collective Investment Fund, Rights to or interests in Investments 03 Jul 2024 Arranging Deals in Investments Shares, Instruments giving entitlements to investments, Units in a Collective Investment Fund, Rights to or interests in Investments 03 Jul 2024
    No Results No Results
    Name Person Reference Number Role Status Effective Start Date Withdrawn Date
    No Results No Results

    In accordance with section 30(4)(a) of FSMR, the following limitations and stipulations apply to all Regulated Activities, unless specified otherwise:

    • Other

    • Nuveen Middle East Limited is not permitted to deal with Retail Clients, as defined in the Conduct of Business Rulebook (COBS)
    • Nuveen Middle East Limited is not permitted to hold Client Assets

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