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Financial Services Firms
Mirabaud (Abu Dhabi) Limited
Financial Services Permission Number
180009
Date of Financial Services Permission
07 October 2019
Address
24th Floor, Al Khatem Tower, Al Maryah Island, Abu Dhabi, UAE
Legal Status
Subsidiary of Local Limited Liability Company
Phone
02 412 6333
Regulated Activities
Type
Effective date
Withdrawn Date
Advising on Investments or Credit
07 October 2019
Effective date
07 October 2019
Withdrawn Date
Arranging Credit
07 October 2019
Effective date
07 October 2019
Withdrawn Date
Arranging Custody
07 October 2019
Effective date
07 October 2019
Withdrawn Date
Arranging Deals in Investments
07 October 2019
Effective date
07 October 2019
Withdrawn Date
Managing Assets
07 October 2019
Effective date
07 October 2019
Withdrawn Date
Conditions
In accordance with FSMR Section 30(4)(a) the following limitation(s) and stipulation(s) apply to each Regulated Activity as detailed:
- Mirabaud Abu Dhabi Limited is not permitted to deal with Retail Clients, as defined in the Conduct of Business Rulebook (COBS).
Endorsements
None
Regulatory Actions
None
Approved Persons
Reference Number
Name
Role
Status
Effective date start
Withdrawn date
00299
Alain Baron
Licensed Director
Current
07 October 2019
Reference Number
00299
Name
Alain Baron
Role
Licensed Director
Effective date start
07 October 2019
Withdrawn date
01214
John Albert White JR
Compliance Officer & MLRO
Current
01 October 2022
Reference Number
01214
Name
John Albert White JR
Role
Compliance Officer & MLRO
Effective date start
01 October 2022
Withdrawn date
00296
Yves Mirabaud
Licensed Director
Current
07 October 2019
Reference Number
00296
Name
Yves Mirabaud
Role
Licensed Director
Effective date start
07 October 2019
Withdrawn date
00297
H H Sheikh Sultan Bin Khalifa Al Nahyan
Licensed Director
Current
07 October 2019
Reference Number
00297
Name
H H Sheikh Sultan Bin Khalifa Al Nahyan
Role
Licensed Director
Effective date start
07 October 2019
Withdrawn date
02119
Nikolaos Koutsoukos
Senior Executive Officer
Current
26 August 2024
Reference Number
02119
Name
Nikolaos Koutsoukos
Role
Senior Executive Officer
Effective date start
26 August 2024
Withdrawn date
01512
Yann Robert Mrazek
Licensed Director
Current
27 September 2024
Reference Number
01512
Name
Yann Robert Mrazek
Role
Licensed Director
Effective date start
27 September 2024
Withdrawn date
02138
Christina Mihaela Filip
Finance Officer
Temporary
21 June 2024
Reference Number
02138
Name
Christina Mihaela Filip
Role
Finance Officer
Effective date start
21 June 2024
Withdrawn date
00295
Ronald Tamer
Senior Executive Officer
Withdrawn
07 October 2019
22 April 2023
Reference Number
00295
Name
Ronald Tamer
Role
Senior Executive Officer
Effective date start
07 October 2019
Withdrawn date
22 April 2023
00298
Olivier Honsberger
Licensed Director
Withdrawn
07 October 2019
04 November 2021
Reference Number
00298
Name
Olivier Honsberger
Role
Licensed Director
Effective date start
07 October 2019
Withdrawn date
04 November 2021
01336
Samir Atitallah
Senior Executive Officer
Withdrawn
25 April 2023
26 August 2024
Reference Number
01336
Name
Samir Atitallah
Role
Senior Executive Officer
Effective date start
25 April 2023
Withdrawn date
26 August 2024
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