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    Financial Services Firms

    Mirabaud (Abu Dhabi) Limited
    Public Registers FSRA Public Register Financial Services Firm Mirabaud (Abu Dhabi) Limited Financial Services Permission Number 180009 Date of Financial Services Permission 07 October 2019 Address 24th Floor, Al Khatem Tower, Al Maryah Island, Abu Dhabi, UAE Legal Status Subsidiary of Local Limited Liability Company Phone 02 412 6333 Email nikolaos.koutsoukos@mirabaud.abudhabi.ae Regulated Activities Type Effective date Withdrawn Date Advising on Investments or Credit 07 October 2019 Arranging Credit 07 October 2019 Arranging Custody 07 October 2019 Arranging Deals in Investments 07 October 2019 Managing Assets 07 October 2019 Conditions In accordance with FSMR Section 30(4)(a) the following limitation(s) and stipulation(s) apply to each Regulated Activity as detailed:
    • Mirabaud Abu Dhabi Limited is not permitted to deal with Retail Clients, as defined in the Conduct of Business Rulebook (COBS).
         Endorsements None Regulatory Actions None     Approved Persons Reference Number A-Z Reference Number Z-A Name A-Z Name Z-A Role A-Z Role Z-A Status A-Z Status Z-A Effective Date Start New to old Effective Date Start Old to new Withdrawn Date New to old Withdrawn Date Old to new 10 20 50
    Reference Number Name Role Status Effective date start Withdrawn date 01214 John Albert White JR Compliance Officer and MLRO Withdrawn 01 October 2022 31 December 2024 00135 Gail Melanie Goring Compliance Officer and MLRO Current 14 January 2025 00304 Omair Mohammed Finance Officer Withdrawn 07 October 2019 31 May 2024 02138 Christina Mihaela Filip Finance Officer Current 21 June 2024 00299 Alain Baron Licensed Director Current 07 October 2019 00297 H H Sheikh Sultan Bin Khalifa Al Nahyan Licensed Director Current 07 October 2019 00298 Olivier Honsberger Licensed Director Withdrawn 07 October 2019 04 November 2021 00296 Yves Mirabaud Licensed Director Current 07 October 2019 Yann Robert Mrazek Licensed Director Current 27 September 2024 02119 Nikolaos Koutsoukos Senior Executive Officer Current 26 August 2024

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