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  • Financial Services Firms

    Mirabaud (Abu Dhabi) Limited

    service
    Financial Services Permission Number
    180009
    Date of Financial Services Permission
    07 October 2019
    Address
    24th Floor, Al Khatem Tower, Al Maryah Island, Abu Dhabi, UAE
    Legal Status
    Subsidiary of Local Limited Liability Company
    Phone
    02 412 6333
    Regulated Activities
    Type
    Effective date
    Withdrawn Date
    Advising on Investments or Credit
    07 October 2019
    Effective date
    07 October 2019
    Withdrawn Date
    Arranging Credit
    07 October 2019
    Effective date
    07 October 2019
    Withdrawn Date
    Arranging Custody
    07 October 2019
    Effective date
    07 October 2019
    Withdrawn Date
    Arranging Deals in Investments
    07 October 2019
    Effective date
    07 October 2019
    Withdrawn Date
    Managing Assets
    07 October 2019
    Effective date
    07 October 2019
    Withdrawn Date
    Conditions
    In accordance with FSMR Section 30(4)(a) the following limitation(s) and stipulation(s) apply to each Regulated Activity as detailed:
    • Mirabaud Abu Dhabi Limited is not permitted to deal with Retail Clients, as defined in the Conduct of Business Rulebook (COBS).
    Endorsements
    None
    Regulatory Actions
    None
    Approved Persons
    Reference Number
    Name
    Role
    Status
    Effective date start
    Withdrawn date
    00296
    Yves Mirabaud
    Licensed Director
    Current
    07 October 2019
    Reference Number
    00296
    Name
    Yves Mirabaud
    Role
    Licensed Director
    Effective date start
    07 October 2019
    Withdrawn date
    00297
    H H Sheikh Sultan Bin Khalifa Al Nahyan
    Licensed Director
    Current
    07 October 2019
    Reference Number
    00297
    Name
    H H Sheikh Sultan Bin Khalifa Al Nahyan
    Role
    Licensed Director
    Effective date start
    07 October 2019
    Withdrawn date
    00299
    Alain Baron
    Licensed Director
    Current
    07 October 2019
    Reference Number
    00299
    Name
    Alain Baron
    Role
    Licensed Director
    Effective date start
    07 October 2019
    Withdrawn date
    01336
    Samir Atitallah
    Senior Executive Officer
    Current
    25 April 2023
    Reference Number
    01336
    Name
    Samir Atitallah
    Role
    Senior Executive Officer
    Effective date start
    25 April 2023
    Withdrawn date
    00295
    Ronald Tamer
    Senior Executive Officer
    Withdrawn
    07 October 2019
    22 April 2023
    Reference Number
    00295
    Name
    Ronald Tamer
    Role
    Senior Executive Officer
    Effective date start
    07 October 2019
    Withdrawn date
    22 April 2023
    00298
    Olivier Honsberger
    Licensed Director
    Withdrawn
    07 October 2019
    04 November 2021
    Reference Number
    00298
    Name
    Olivier Honsberger
    Role
    Licensed Director
    Effective date start
    07 October 2019
    Withdrawn date
    04 November 2021