Financial Services Firms

Mirabaud (Abu Dhabi) Limited

service
Financial Services Permission Number
180009
Date of Financial Services Permission
07 October 2019
Address
24th Floor, Al Khatem Tower, Al Maryah Island, Abu Dhabi, UAE
Legal Status
Subsidiary of Local Limited Liability Company
Phone
02 412 6333
Regulated Activities
Type
Effective date
Withdrawn Date
Advising on Investments or Credit
07 October 2019
Effective date
07 October 2019
Withdrawn Date
Arranging Credit
07 October 2019
Effective date
07 October 2019
Withdrawn Date
Arranging Custody
07 October 2019
Effective date
07 October 2019
Withdrawn Date
Arranging Deals in Investments
07 October 2019
Effective date
07 October 2019
Withdrawn Date
Managing Assets
07 October 2019
Effective date
07 October 2019
Withdrawn Date
Conditions
In accordance with FSMR Section 30(4)(a) the following limitation(s) and stipulation(s) apply to each Regulated Activity as detailed:
  • Mirabaud Abu Dhabi Limited is not permitted to deal with Retail Clients, as defined in the Conduct of Business Rulebook (COBS).
Endorsements
None
Regulatory Actions
None
Approved Persons
Reference Number
Name
Role
Status
Effective date start
Withdrawn date
00295
Ronald Tamer
Senior Executive Officer
Current
07 October 2019
Reference Number
00295
Name
Ronald Tamer
Role
Senior Executive Officer
Effective date start
07 October 2019
Withdrawn date
00297
H H Sheikh Sultan Bin Khalifa Al Nahyan
Licensed Director
Current
07 October 2019
Reference Number
00297
Name
H H Sheikh Sultan Bin Khalifa Al Nahyan
Role
Licensed Director
Effective date start
07 October 2019
Withdrawn date
00296
Yves Mirabaud
Licensed Director
Current
07 October 2019
Reference Number
00296
Name
Yves Mirabaud
Role
Licensed Director
Effective date start
07 October 2019
Withdrawn date
00299
Alain Baron
Licensed Director
Current
07 October 2019
Reference Number
00299
Name
Alain Baron
Role
Licensed Director
Effective date start
07 October 2019
Withdrawn date
00298
Olivier Honsberger
Licensed Director
Withdrawn
07 October 2019
04 November 2021
Reference Number
00298
Name
Olivier Honsberger
Role
Licensed Director
Effective date start
07 October 2019
Withdrawn date
04 November 2021