Financial Services Firms

Key Way Markets Limited

service
Financial Services Permission Number
190005
Date of Financial Services Permission
01 March 2020
Address
2481, 24th Floor, Al Sila Tower, ADGM Square, Al Maryah Island, Abu Dhabi, United Arab Emirates
Legal Status
Private Company Limited by Shares
Phone
+971 50 6649 185
Regulated Activities
Type
Effective date
Withdrawn date
Dealing in Investments as Principal
01 March 2020
Effective date
01 March 2020
Withdrawn date
Conditions
In accordance with FSMR Section 30(4)(a) the following limitations and stipulations applies to “Dealing in Investments as Principal”, and to Authorised Persons offering OTC Derivatives to Retail Clients as detailed:
  • Dealing in Investments as Principal is limited to acting only as a Matched Principal, as described in FSRA Prudential – Investment, Insurance Intermediation and Banking Rules module of the FSRA Rulebook; and
  • The ensuing additional conditions attached to KWM’s grant of a Financial Services Permission letter dated 01 March 2020 concerning OTC Derivatives being offered to Retail Clients.
Endorsements
None
Regulatory Actions
None
Approved Persons
Reference Number
Name
Role
Status
Effective date start
Withdrawn date
00353
Madalina-Ioana Rotaru
Senior Executive Officer
Current
01 March 2020
Reference Number
00353
Name
Madalina-Ioana Rotaru
Role
Senior Executive Officer
Effective date start
01 March 2020
Withdrawn date
00355
Christina Dorothy Koullapi
Licensed Director
Current
01 March 2020
Reference Number
00355
Name
Christina Dorothy Koullapi
Role
Licensed Director
Effective date start
01 March 2020
Withdrawn date
00354
Constantin-Octavian Patrascu
Licensed Director
Current
01 March 2020
Reference Number
00354
Name
Constantin-Octavian Patrascu
Role
Licensed Director
Effective date start
01 March 2020
Withdrawn date
00353
Madalina-Ioana Rotaru
Licensed Director
Current
01 March 2020
Reference Number
00353
Name
Madalina-Ioana Rotaru
Role
Licensed Director
Effective date start
01 March 2020
Withdrawn date