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    Frontera Capital Group Limited
    Public Registers FSRA Public Register Financial Services Firm Frontera Capital Group Limited Financial Services Permission Number 160011 Date of Financial Services Permission 05 December 2016 Address Office 4, Floor 7, Al Maqam Tower, Adgm Square, Al Maryah Island, PO Box 764639, Abu Dhabi, United Arab Emirates Legal Status Private Company Limited by Shares Phone +971 2 418 7638 Email vicente.pons@fronteracapitalgroup.com Regulated Activities Type Effective date Withdrawn Date Advising on Investments or Credit 12 May 2016 Arranging Credit 12 May 2016 Arranging Deals in Investments 12 May 2016 Dealing in Investments as Agent 06 September 2022 Dealing in Investments as Principal 06 September 2022 Managing a Collective Investment Fund 11 September 2019 Managing Assets 11 September 2019 Conditions In accordance with FSMR Section 30(4)(a) the following limitation(s) and stipulation(s) apply to each Regulated Activity as detailed:
    • Frontera Capital Group Limitedis not permitted to deal with Retail Clients, as defined in the Conduct of Business Rulebook (COBS).
    • Frontera Capital Group Limited is not permitted to operate Public Funds, as defined in the Fund Rules (FUNDS).
    Endorsements None Regulatory Actions None
    Approved Persons
    Reference Number Name Role Status Effective date start Withdrawn date 00472 Abdellah Anice El Amrani Licensed Director Current 04 November 2020 00034 Charles Harold Olson Licensed Director Withdrawn 19 December 2017 31 January 2020 00992 Jawad Muhammad Finance Officer Current 01 January 2024 00719 Jonathan Adrian David Lester Licensed Director Current 14 August 2021 00363 Julien Petitpas Licensed Director Withdrawn 29 March 2020 31 August 2021 00033 Peter David Litvin Licensed Director Withdrawn 22 February 2017 07 July 2020 00031 Vicente Pascual Pons Sanz Senior Executive Officer Current 05 December 2017 00031 Vicente Pascual Pons Sanz Licensed Director Current 05 December 2017 00032 Gordon Peter Smith Licensed Director Current 05 December 2017 00035 Theo Lucas van Houten Compliance Officer and MLRO Current 13 February 2019

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