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Financial Services Firms
APM Capital Limited
- "Dealing in Investments as Principal", and to Authorised Persons offering OTC Derivatives to Retail Clients as detailed:
- Dealing in Investments as Principal is limited to acting only as a Matched Principal, as described in the Prudential – Investment, Insurance Intermediation and Banking Rules (PRU); and
- The ensuing additional conditions attached to APM Capital Ltd's grant of a Financial Services Permission letter dated 18 August 2021 concerning OTC Derivatives being offered to Retail Clients.