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    Financial Services Firms

    Alterra Management Limited
    Public Registers FSRA Public Register Financial Services Firm Alterra Management Limited Financial Services Permission Number 200001 Date of Financial Services Permission 30 April 2020 Address Unit No. 1, Floor 6, Al Maryah Tower, Abu Dhabi Global Market Square, Abu Dhabi, Al Maryah Island, United Arab Emirates Legal Status Private Company Limited by Shares Phone +971 2 692 7400 Email info@alterra.ae Regulated Activities Type Effective date Withdrawn Date Managing a Collective Investment Fund 30 April 2020 Managing Assets 30 April 2020 Advising on Investments or Credit 21 April 2025 Arranging Deals in Investments 21 April 2025 Arranging Credit 21 April 2025 Conditions

    In accordance with FSMR Section 30(4)(a) the following limitation(s) and stipulation(s) apply to each Regulated Activity as detailed:

    • Alterra Management Limited is not permitted to deal with Retail Clients, as defined in the Conduct of Business Rulebook (COBS); and
    • Alterra Management Limited is not permitted to hold Client Assets.
         Endorsements None Regulatory Actions None     Approved Persons Reference Number A-Z Reference Number Z-A Name A-Z Name Z-A Role A-Z Role Z-A Status A-Z Status Z-A Effective Date Start New to old Effective Date Start Old to new Withdrawn Date New to old Withdrawn Date Old to new 10 20 50
    Reference Number Name Role Status Effective date start Withdrawn date 00172 Anup Cherian Compliance Officer and MLRO Current 18 January 2024 00766 Alain Bacos Finance Officer Current 18 January 2024 00375 Jassem Mohamed Obaid Bu Ataba Al Zaabi Licensed Director Withdrawn 30 April 2020 19 December 2023 00376 Kaj-Erik Relander Licensed Director Withdrawn 30 April 2020 19 December 2023 01574 Khalifa Sultan Al Suwaidi Licensed Director Current 19 December 2023 01730 Majid Hassan Mohamed Hassan AlSuwaidi Licensed Director Current 09 February 2024 02177 Mann Mohammed El Aydi Licensed Director Current 04 June 2024 00374 Mohamed Hassan Mohamed Hassan Al Suwaidi Licensed Director Withdrawn 30 April 2020 19 December 2023 01573 Murtaza Hussain Licensed Director Current 19 December 2023 01731 Sultan Ahmed Sultan Essa AlJaber Licensed Director Current 09 February 2024

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