Financial Services Firms

ADS Investment Solutions Limited

service
Financial Services Permission Number
170025
Date of Financial Services Permission
28 December 2017
Address
Office 712, Al Khatem Tower, Abu Dhabi Global Market Square, Al Maryah Island, Abu Dhabi, United Arab Emirates
Legal Status
Private Company Limited by Shares
Phone
+971 56 502 4663
Regulated Activities
Type
Effective date
Withdrawn date
Advising on Investments or Credit
28 December 2017
Effective date
28 December 2017
Withdrawn date
Arranging Credit
28 December 2017
Effective date
28 December 2017
Withdrawn date
Arranging Custody
28 December 2017
Effective date
28 December 2017
Withdrawn date
Arranging Deals in Investments
28 December 2017
Effective date
28 December 2017
Withdrawn date
Managing Assets
28 December 2017
Effective date
28 December 2017
Withdrawn date
Managing a Collective Investment Fund
28 December 2017
Effective date
28 December 2017
Withdrawn date
Shari'a-Compliant Regulated Activities
07 April 2020
Effective date
07 April 2020
Withdrawn date
Conditions
In accordance with Section 35 of the Financial Services and Markets Regulations 2015, ADS Investment Solutions Limited shall not: a) Market the Islamic Collective Investment Funds that it manages directly to Retail Clients; and b) Carry out the Regulated Activity of Shari’a-compliant Regulated Activity apart from operating an Islamic Window for: i. Managing Assets where the assets are Shari'a-compliant assets; ii. Managing a Collective Investment Fund that is an Islamic Fund; and iii. Advising on Investments or Credit where the investments are Shari'a-compliant investments or the Credit is to be provided in a Shari'a-compliant manner
Regulatory Actions
Approved Persons
Reference Number
Name
Role
Status
Effective date start
Withdrawn date
00249
Fabian Tin-Yan Willy C Chui
Licensed Director
Current
02 October 2019
Reference Number
00249
Name
Fabian Tin-Yan Willy C Chui
Role
Licensed Director
Effective date start
02 October 2019
Withdrawn date
00126
Mahmood Ebrahim Mahmood Mohamed Al Mahmood
Licensed Director
Current
28 December 2017
Reference Number
00126
Name
Mahmood Ebrahim Mahmood Mohamed Al Mahmood
Role
Licensed Director
Effective date start
28 December 2017
Withdrawn date
00130
Ryan Olivier Lemand
Senior Executive Officer
Current
28 December 2017
Reference Number
00130
Name
Ryan Olivier Lemand
Role
Senior Executive Officer
Effective date start
28 December 2017
Withdrawn date
00130
Ryan Olivier Lemand
Licensed Director
Current
28 December 2017
Reference Number
00130
Name
Ryan Olivier Lemand
Role
Licensed Director
Effective date start
28 December 2017
Withdrawn date
00129
Rishnod Vaz Tandapani Vasu
Licensed Director
Withdrawn
02 October 2019
10 October 2019
Reference Number
00129
Name
Rishnod Vaz Tandapani Vasu
Role
Licensed Director
Effective date start
02 October 2019
Withdrawn date
10 October 2019
00128
Philippe Charbel Ghanem
Licensed Director
Withdrawn
28 December 2017
28 July 2019
Reference Number
00128
Name
Philippe Charbel Ghanem
Role
Licensed Director
Effective date start
28 December 2017
Withdrawn date
28 July 2019
Matteo Alessandro Legler
Licensed Director
Withdrawn
28 December 2017
14 March 2019
Reference Number
Name
Matteo Alessandro Legler
Role
Licensed Director
Effective date start
28 December 2017
Withdrawn date
14 March 2019