Overview Jurisdiction Authorities Initiatives ADGM Academy Dispute Resolution
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    Financial Services Firms

    AD Global Investors Limited
    Public Registers FSRA Public Register Financial Services Firm AD Global Investors Limited Financial Services Permission Number 180021 Date of Financial Services Permission 14 October 2018 Address Unit No. 2403, 24th Floor, Tamouh Tower, Tamouh, Abu Dhabi, Al Reem Island, United Arab Emirates Legal Status Private Company Limited by Shares Phone +971 02 666 5982 Email info@adglobalinvestors.com Regulated Activities Type Effective date Withdrawn Date Managing a Collective Investment Fund 14 October 2018 Managing Assets 14 October 2018 Conditions In accordance with FSMR Section 30(4)(a) the following limitation(s) and stipulation(s) apply to each Regulated Activity as detailed:
    • AD Global Investors Limited is not permitted to deal with Retail Clients, as defined in the Conduct of Business Rulebook (COBS).
    • AD Global Investors Limited is not permitted to hold Client Assets.
         Endorsements None Regulatory Actions None     Approved Persons Reference Number A-Z Reference Number Z-A Name A-Z Name Z-A Role A-Z Role Z-A Status A-Z Status Z-A Effective Date Start New to old Effective Date Start Old to new Withdrawn Date New to old Withdrawn Date Old to new 10 20 50
    Reference Number Name Role Status Effective date start Withdrawn date 00378 Aisha Sadiq Compliance Officer and MLRO Current 01 February 2021 00828 Danish Durrani Finance Officer Current 23 February 2022 00201 Yazan Mustafa I. Abdeen Licensed Director Withdrawn 14 October 2018 01 February 2020 00622 Ahmed Mohamed Abduljalil Al Fahim Licensed Director Withdrawn 08 April 2021 12 September 2023 00142 Faras Abdulkareem Ismail Hasan Al Ramahi Licensed Director Withdrawn 14 October 2018 03 March 2021 00675 David Emmanuel Marie Bruno Beau Licensed Director Withdrawn 10 June 2021 16 June 2023 00203 Mohammad Behzad Saleemi Licensed Director Current 05 March 2020 00200 David James Rothon Licensed Director Current 14 October 2018 01468 Shaikh Hamdan Bin Suroor Bin Saif Bin Suroor AlSharqi Licensed Director Current 25 September 2023 00200 David James Rothon Senior Executive Officer Current 14 October 2018

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