Financial Services Firms

AD Global Investors Limited

service
Financial Services Permission Number
180021
Date of Financial Services Permission
14 October 2018
Address
Unit 5, 6th Floor, Al Khatem Tower, Abu Dhabi Global Market Square, Al Maryah Island, Abu Dhabi, United Arab Emirates
Legal Status
Private Company Limited by Shares
Phone
+971 02 666 5982
Regulated Activities
Type
Effective date
Withdrawn date
Managing Assets
14 October 2018
Effective date
14 October 2018
Withdrawn date
Managing a Collective Investment Fund
14 October 2018
Effective date
14 October 2018
Withdrawn date
Conditions
In accordance with FSMR Section 30(4)(a) the following limitation(s) and stipulation(s) apply to each Regulated Activity as detailed:
  • AD Global Investors Limited is not permitted to deal with Retail Clients, as defined in the Conduct of Business (COBS) module of the FSRA Rulebook.
  • AD Global Investors Limited is not permitted to hold Client Assets.
Regulatory Actions
None
Approved Persons
Reference Number
Name
Role
Status
Effective date start
Withdrawn date
00203
Mohammad Behzad Saleemi
Licensed Director
Current
05 March 2020
Reference Number
00203
Name
Mohammad Behzad Saleemi
Role
Licensed Director
Effective date start
05 March 2020
Withdrawn date
00200
David James Rothon
Senior Executive Officer
Current
14 October 2018
Reference Number
00200
Name
David James Rothon
Role
Senior Executive Officer
Effective date start
14 October 2018
Withdrawn date
00142
Faras Abdulkareem Ismail Hasan Al Ramahi
Licensed Director
Current
14 October 2018
Reference Number
00142
Name
Faras Abdulkareem Ismail Hasan Al Ramahi
Role
Licensed Director
Effective date start
14 October 2018
Withdrawn date
00200
David James Rothon
Licensed Director
Current
14 October 2018
Reference Number
00200
Name
David James Rothon
Role
Licensed Director
Effective date start
14 October 2018
Withdrawn date
00201
Yazan Mustafa I. Abdeen
Licensed Director
Withdrawn
14 October 2018
01 February 2020
Reference Number
00201
Name
Yazan Mustafa I. Abdeen
Role
Licensed Director
Effective date start
14 October 2018
Withdrawn date
01 February 2020