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Regulatory Actions

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The regulatory actions published here includes Supervisory and Final Notices issued by the Registration Authority. Penalties such as late filing fines are not included. For regulatory actions taken by FSRA proceed to this link.

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Date
Title
Entity
Category
26 Jan 2022
Registration Authority Imposes Fine for Trading Without a Licence
Areej Al Noor General Trading L.L.C, Trading as “Jose Eber”
Final Notice
08 Dec 2021
Registration Authority imposes fine for licensed person exceeding scope of license
Aquarius Global Limited
Final Notice
27 Oct 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
COYA RESTAURANT LIMITED (trading as COYA)
Notice of Financial Penalty
28 Jun 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
VALENTINO UAE L.L.C (trading as VALENTINO)
Notice of Financial Penalty
02 May 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
ALSHAYA INTERNATIONAL CO. L.L.C (trading as JO MALONE)
Notice of Financial Penalty
02 May 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
SARA GIFTS AND CHOCOLATES LIMITED (trading as VILLEROY & BOCH)
Notice of Financial Penalty
02 May 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
JUMBO ELECTRONICS CO. LTD. (L.L.C) (trading as DYSON)
Notice of Financial Penalty
02 May 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
ALSHAYA INTERNATIONAL CO. L.L.C (trading as DEBENHAMS)
Notice of Financial Penalty
22 Mar 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
R L G RETAIL L.L.C (trading as PIAGET)
Notice of Financial Penalty
15 Mar 2021
Registration Authority imposes fine for licensed persons purporting to exceed the scope of licence
Elmar Capital SPV Limited
Final Notice
26 Jan 2022
Registration Authority Imposes Fine for Trading Without a Licence
Areej Al Noor General Trading L.L.C, Trading as “Jose Eber”
Final Notice
Title
Registration Authority Imposes Fine for Trading Without a Licence
Company
Category
Final Notice
08 Dec 2021
Registration Authority imposes fine for licensed person exceeding scope of license
Aquarius Global Limited
Final Notice
Title
Registration Authority imposes fine for licensed person exceeding scope of license
Company
Category
Final Notice
27 Oct 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
COYA RESTAURANT LIMITED (trading as COYA)
Notice of Financial Penalty
Title
Registration Authority imposes fine for breach of COVID19 preventative measures
Company
Category
Notice of Financial Penalty
28 Jun 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
VALENTINO UAE L.L.C (trading as VALENTINO)
Notice of Financial Penalty
Title
Registration Authority imposes fine for breach of COVID19 preventative measures
Company
Category
Notice of Financial Penalty
02 May 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
ALSHAYA INTERNATIONAL CO. L.L.C (trading as JO MALONE)
Notice of Financial Penalty
Title
Registration Authority imposes fine for breach of COVID19 preventative measures
Company
Category
Notice of Financial Penalty
02 May 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
SARA GIFTS AND CHOCOLATES LIMITED (trading as VILLEROY & BOCH)
Notice of Financial Penalty
Title
Registration Authority imposes fine for breach of COVID19 preventative measures
Company
Category
Notice of Financial Penalty
02 May 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
JUMBO ELECTRONICS CO. LTD. (L.L.C) (trading as DYSON)
Notice of Financial Penalty
Title
Registration Authority imposes fine for breach of COVID19 preventative measures
Company
Category
Notice of Financial Penalty
02 May 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
ALSHAYA INTERNATIONAL CO. L.L.C (trading as DEBENHAMS)
Notice of Financial Penalty
Title
Registration Authority imposes fine for breach of COVID19 preventative measures
Company
Category
Notice of Financial Penalty
22 Mar 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
R L G RETAIL L.L.C (trading as PIAGET)
Notice of Financial Penalty
Title
Registration Authority imposes fine for breach of COVID19 preventative measures
Company
Category
Notice of Financial Penalty
15 Mar 2021
Registration Authority imposes fine for licensed persons purporting to exceed the scope of licence
Elmar Capital SPV Limited
Final Notice
Title
Registration Authority imposes fine for licensed persons purporting to exceed the scope of licence
Company
Category
Final Notice
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