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Regulatory Actions

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Regulatory Actions

The regulatory actions published here includes Supervisory and Final Notices issued by the Registration Authority. Penalties such as late filing fines are not included. For regulatory actions taken by FSRA proceed to this link.

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Date
Title
Entity
Category
28 Jun 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
VALENTINO UAE L.L.C (trading as VALENTINO)
Notice of Financial Penalty
02 May 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
ALSHAYA INTERNATIONAL CO. L.L.C (trading as JO MALONE)
Notice of Financial Penalty
02 May 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
SARA GIFTS AND CHOCOLATES LIMITED (trading as VILLEROY & BOCH)
Notice of Financial Penalty
02 May 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
JUMBO ELECTRONICS CO. LTD. (L.L.C) (trading as DYSON)
Notice of Financial Penalty
02 May 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
ALSHAYA INTERNATIONAL CO. L.L.C (trading as DEBENHAMS)
Notice of Financial Penalty
22 Mar 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
R L G RETAIL L.L.C (trading as PIAGET)
Notice of Financial Penalty
15 Mar 2021
Registration Authority imposes fine for licensed persons purporting to exceed the scope of licence
Elmar Capital SPV Limited
Final Notice
09 Feb 2021

Registration Authority imposes fine for breach of COVID19 preventative measures

ALSHAYA INTERNATIONAL CO. L.L.C (trading as BATH & BODY WORKS)
Notice of Financial Penalty
09 Feb 2021

Registration Authority imposes fine for breach of COVID19 preventative measures

ELITE PROFESSIONAL BEAUTY & COSMETICS TRADING LTD (trading as ELITE PROFESSIONAL BEAUTY & COSMETICS TRADING)
Notice of Financial Penalty
09 Feb 2021

Registration Authority imposes fine for breach of COVID19 preventative measures

TIMES SQUARE L.L.C (trading as MANOLO BLAHNIK)
Notice of Financial Penalty
28 Jun 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
VALENTINO UAE L.L.C (trading as VALENTINO)
Notice of Financial Penalty
Title
Registration Authority imposes fine for breach of COVID19 preventative measures
Company
Category
Notice of Financial Penalty
02 May 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
ALSHAYA INTERNATIONAL CO. L.L.C (trading as JO MALONE)
Notice of Financial Penalty
Title
Registration Authority imposes fine for breach of COVID19 preventative measures
Company
Category
Notice of Financial Penalty
02 May 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
SARA GIFTS AND CHOCOLATES LIMITED (trading as VILLEROY & BOCH)
Notice of Financial Penalty
Title
Registration Authority imposes fine for breach of COVID19 preventative measures
Company
Category
Notice of Financial Penalty
02 May 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
JUMBO ELECTRONICS CO. LTD. (L.L.C) (trading as DYSON)
Notice of Financial Penalty
Title
Registration Authority imposes fine for breach of COVID19 preventative measures
Company
Category
Notice of Financial Penalty
02 May 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
ALSHAYA INTERNATIONAL CO. L.L.C (trading as DEBENHAMS)
Notice of Financial Penalty
Title
Registration Authority imposes fine for breach of COVID19 preventative measures
Company
Category
Notice of Financial Penalty
22 Mar 2021
Registration Authority imposes fine for breach of COVID19 preventative measures
R L G RETAIL L.L.C (trading as PIAGET)
Notice of Financial Penalty
Title
Registration Authority imposes fine for breach of COVID19 preventative measures
Company
Category
Notice of Financial Penalty
15 Mar 2021
Registration Authority imposes fine for licensed persons purporting to exceed the scope of licence
Elmar Capital SPV Limited
Final Notice
Title
Registration Authority imposes fine for licensed persons purporting to exceed the scope of licence
Company
Category
Final Notice
09 Feb 2021

Registration Authority imposes fine for breach of COVID19 preventative measures

ALSHAYA INTERNATIONAL CO. L.L.C (trading as BATH & BODY WORKS)
Notice of Financial Penalty
Title

Registration Authority imposes fine for breach of COVID19 preventative measures

Company
Category
Notice of Financial Penalty
09 Feb 2021

Registration Authority imposes fine for breach of COVID19 preventative measures

ELITE PROFESSIONAL BEAUTY & COSMETICS TRADING LTD (trading as ELITE PROFESSIONAL BEAUTY & COSMETICS TRADING)
Notice of Financial Penalty
Title

Registration Authority imposes fine for breach of COVID19 preventative measures

Company
Category
Notice of Financial Penalty
09 Feb 2021

Registration Authority imposes fine for breach of COVID19 preventative measures

TIMES SQUARE L.L.C (trading as MANOLO BLAHNIK)
Notice of Financial Penalty
Title

Registration Authority imposes fine for breach of COVID19 preventative measures

Company
Category
Notice of Financial Penalty
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