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Regulatory Actions

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The regulatory actions published here includes Supervisory and Final Notices issued by the Registration Authority. Penalties such as late filing fines are not included. For regulatory actions taken by FSRA proceed to this link.

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Date
Title
Person
Category
29 Dec 2022
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
FRONT ROW ANIME HOLDING LTD
Notice of Financial Penalty
29 Dec 2022
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
LMC HOLDING LIMITED
Notice of Financial Penalty
29 Dec 2022
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
PURE HARVEST SMART FARMS LTD
Notice of Financial Penalty
29 Dec 2022
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
REDHILL COMMUNICATIONS PRIVATE LIMITED
Notice of Financial Penalty
29 Dec 2022
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
SPECIAL SITUATION OEIC LTD
Notice of Financial Penalty
29 Dec 2022
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
VISION INVEST PIPELINES HOLDING II LTD
Notice of Financial Penalty
29 Dec 2022
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
VISION INVEST PIPELINES HOLDING I LTD
Notice of Financial Penalty
09 Sep 2022
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
ACRELEC HOLDING MIDDLE EAST LIMITED
Notice of Financial Penalty
09 Sep 2022
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
GIL INTERNATIONAL HOLDINGS III LIMITED
Notice of Financial Penalty
09 Sep 2022
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
GIL INTERNATIONAL HOLDINGS II LIMITED
Notice of Financial Penalty
29 Dec 2022
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
FRONT ROW ANIME HOLDING LTD
Notice of Financial Penalty
Title
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
Company
Category
Notice of Financial Penalty
29 Dec 2022
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
LMC HOLDING LIMITED
Notice of Financial Penalty
Title
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
Company
Category
Notice of Financial Penalty
29 Dec 2022
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
PURE HARVEST SMART FARMS LTD
Notice of Financial Penalty
Title
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
Company
Category
Notice of Financial Penalty
29 Dec 2022
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
REDHILL COMMUNICATIONS PRIVATE LIMITED
Notice of Financial Penalty
Title
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
Company
Category
Notice of Financial Penalty
29 Dec 2022
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
SPECIAL SITUATION OEIC LTD
Notice of Financial Penalty
Title
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
Company
Category
Notice of Financial Penalty
29 Dec 2022
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
VISION INVEST PIPELINES HOLDING II LTD
Notice of Financial Penalty
Title
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
Company
Category
Notice of Financial Penalty
29 Dec 2022
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
VISION INVEST PIPELINES HOLDING I LTD
Notice of Financial Penalty
Title
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
Company
Category
Notice of Financial Penalty
09 Sep 2022
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
ACRELEC HOLDING MIDDLE EAST LIMITED
Notice of Financial Penalty
Title
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
Company
Category
Notice of Financial Penalty
09 Sep 2022
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
GIL INTERNATIONAL HOLDINGS III LIMITED
Notice of Financial Penalty
Title
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
Company
Category
Notice of Financial Penalty
09 Sep 2022
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
GIL INTERNATIONAL HOLDINGS II LIMITED
Notice of Financial Penalty
Title
Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
Company
Category
Notice of Financial Penalty
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