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Latest initiatives ADGM Announces Incentive Initiative for Existing Al Reem Island Businesses Transitioning to ADGM ADGM Marks Its Presence on Al Reem by Hosting its First Community Event on the Island
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Latest news ADFW Unveils Top Finance Leaders Set to Speak at 2024 Edition ADGM issues alert concerning misleading claims made by New Financial Technology Ltd
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Highlights Abu Dhabi Sustainable Finance Forum’s COP28 Edition Deep-Dives into Nuances of “Building Green Financial Centres of the Future” ADGM, the Region's Leading Climate Finance Hub, Announces its Role as Principal Partner at COP28
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    Regulatory Actions

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    2. Operating in ADGM
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    4. Regulatory Actions
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    Overview
    Regulatory Actions
    Regulatory Alerts
    Register of Disqualified Directors

    The regulatory actions published here includes Supervisory and Final Notices issued by the Registration Authority. Penalties such as late filing fines are not included. For regulatory actions taken by FSRA proceed to this link.

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    Date
    Title
    Person
    Category
    27 Jun 2024
    Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
    ARMELA HOLDINGS LIMITED
    Notice of Financial Penalty
    20 Jun 2024
    Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
    PEREGRINE ICC LTD
    Notice of Financial Penalty
    20 Jun 2024
    Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
    LOAD HOLDING LIMITED
    Notice of Financial Penalty
    06 Jun 2024
    Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
    ICOS FOUNDATION
    Notice of Financial Penalty
    27 May 2024
    Registration Authority cancels commercial licence for exceeding the scope of licence and in the interests of ADGM
    H Reserve Management LTD
    Final Notice
    24 May 2024
    Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
    INTEGRATED INVESTMENT HOLDING LIMITED
    Notice of Financial Penalty
    23 May 2024
    Registration Authority imposes fine for concealment of information in response to requirement notice
    Ms. Bljerina Bardic
    Final Notice
    23 May 2024
    Registration Authority imposes fine for providing false information in relation to beneficial ownership and control
    Ms. Bljerina Bardic
    Notice of Financial Penalty
    02 Apr 2024
    Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
    ARCHIREEF LTD
    Notice of Financial Penalty
    19 Mar 2024
    Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
    MASDAR USA ONE HOLDING RSC LTD
    Notice of Financial Penalty
    27 Jun 2024
    Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
    ARMELA HOLDINGS LIMITED
    Notice of Financial Penalty
    Title
    Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
    Company
    Category
    Notice of Financial Penalty
    20 Jun 2024
    Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
    PEREGRINE ICC LTD
    Notice of Financial Penalty
    Title
    Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
    Company
    Category
    Notice of Financial Penalty
    20 Jun 2024
    Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
    LOAD HOLDING LIMITED
    Notice of Financial Penalty
    Title
    Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
    Company
    Category
    Notice of Financial Penalty
    06 Jun 2024
    Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
    ICOS FOUNDATION
    Notice of Financial Penalty
    Title
    Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
    Company
    Category
    Notice of Financial Penalty
    27 May 2024
    Registration Authority cancels commercial licence for exceeding the scope of licence and in the interests of ADGM
    H Reserve Management LTD
    Final Notice
    Title
    Registration Authority cancels commercial licence for exceeding the scope of licence and in the interests of ADGM
    Company
    Category
    Final Notice
    24 May 2024
    Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
    INTEGRATED INVESTMENT HOLDING LIMITED
    Notice of Financial Penalty
    Title
    Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
    Company
    Category
    Notice of Financial Penalty
    23 May 2024
    Registration Authority imposes fine for concealment of information in response to requirement notice
    Ms. Bljerina Bardic
    Final Notice
    Title
    Registration Authority imposes fine for concealment of information in response to requirement notice
    Company
    Category
    Final Notice
    23 May 2024
    Registration Authority imposes fine for providing false information in relation to beneficial ownership and control
    Ms. Bljerina Bardic
    Notice of Financial Penalty
    Title
    Registration Authority imposes fine for providing false information in relation to beneficial ownership and control
    Company
    Category
    Notice of Financial Penalty
    02 Apr 2024
    Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
    ARCHIREEF LTD
    Notice of Financial Penalty
    Title
    Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
    Company
    Category
    Notice of Financial Penalty
    19 Mar 2024
    Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
    MASDAR USA ONE HOLDING RSC LTD
    Notice of Financial Penalty
    Title
    Registration Authority imposes fine for a late filing under Beneficial Ownership and Control Regulations 2018
    Company
    Category
    Notice of Financial Penalty
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    15

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