Enforcement

The Financial Services Regulatory Authority (FSRA) is the regulator of licensed financial services establishments in the Abu Dhabi Global Market (ADGM), which is a purpose built financial free zone located within the Emirate of Abu Dhabi in the United Arab Emirates. The regulatory alerts are intended to educate and inform the marketplace and investors of any wrongdoings, unauthorised activities and untoward events that have breached the FSMR rules.

The FSRA works closely with its fellow Registration Authority and ADGM Courts as well as other relevant authorities, to oversee and maintain a robust and well-regulated financial centre and safeguard the interests of investors. The FSRA issues regulatory alerts about potential fraudulent conduct that may harm investors and damage the reputation of the ADGM. The regulatory alerts are intended to educate and inform the marketplace and investors of potential misconduct so that they may take action to protect themselves. The FSRA maintains a list of regulatory alerts it has issued, which can be found below.