FSRA commences public consultation on proposals for broadening participation in private capital markets

ADGM FSRA 22/11/2021

The Financial Services Regulatory Authority (FSRA) of Abu Dhabi Global Market (ADGM) has published a consultation paper to seek views on a proposed regulatory framework enabling limited Retail Client participation in “private capital markets”, that refer to investments by retail and professional investors who wish to invest and trade in securities issued by smaller, privately owned companies.

This Consultation Paper should be of particular interest to operators of Private Financing Platforms and Multilateral Trading Facilities as well as investors, individuals and organisations active in the investment sector, private ventures and issuers, and their respective professional advisors.

For more information on the proposed updates, please visit the dedicated webpage: Consultation Paper No. 5 of 2021 - Proposals for Broadening Participation in Private Capital Markets