Supervision
To help us to maintain an up to date knowledge of a firm's business, we require our regulated firms to keep us informed of specified events, changes or other important situations. In a number of cases, we have forms for notifications, or applications for approval. These include:
- Firm's controller
- Name
- Approved Persons
- Scope of Financial Services Permission
- Waivers or Modifications
To discuss further please contact your supervisor.
General information for regulated activities
Open
Application form for the regulated activity of operating a virtual asset business
Open
Controlled functions and approved persons
Open
Registration and notification of funds
Open
Supplementary forms
Open
Waivers or modifications form
Open
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