Supervision
Types of Forms Types of Forms

To help us to maintain an up to date knowledge of a firm's business, we require our regulated firms to keep us informed of specified events, changes or other important situations. In a number of cases, we have forms for notifications, or applications for approval. These include:

  • Firm's controller
  • Name
  • Approved Persons
  • Scope of Financial Services Permission
  • Waivers or Modifications

To discuss further please contact your supervisor.

General Information for Regulated Activities

Open

Application Form for the Regulated Activity of Operating a Crypto Asset Business

Open

Controlled Functions and Approved Persons

Open

Registration and Notification of funds

Open

Supplementary Forms

Open

Waivers or Modifications Form

Open

Innovative legal and regulatory framework

Abu Dhabi Global Market was established pursuant to Abu Dhabi Law No. 4 of 2013 as a financial free zone in the Emirate of Abu Dhabi, with its own civil and commercial laws. ADGM offers market participants a world-class legal system and regulatory regime.

See Legal framework

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