Supervision
Types of Forms Types of Forms

To help us to maintain an up to date knowledge of a firm's business, we require our regulated firms to keep us informed of specified events, changes or other important situations. In a number of cases, we have forms for notifications, or applications for approval. These include:

  • Firm's controller
  • Name
  • Approved Persons
  • Scope of Financial Services Permission
  • Waivers or Modifications

To discuss further please contact your supervisor.

General Information for Regulated Activities

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Application Form for the Regulated Activity of Operating a Crypto Asset Business

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Controlled Functions and Approved Persons

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Registration and Notification of funds

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Supplementary Forms

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Waivers or Modifications Form

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Innovative legal and regulatory framework

Abu Dhabi Global Market was established pursuant to Abu Dhabi Law No. 4 of 2013 as a financial free zone in the Emirate of Abu Dhabi, with its own civil and commercial laws. ADGM offers market participants a world-class legal system and regulatory regime.

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