Supervision

Types of Forms Types of Forms

To help us to maintain an up to date knowledge of a firm's business, we require our regulated firms to keep us informed of specified events, changes or other important situations. In a number of cases, we have forms for notifications, or applications for approval. These include:

  • Firm's controller
  • Name
  • Approved Persons
  • Scope of Financial Services Permission
  • Waivers or Modifications

To discuss further please contact your supervisor.

General information for regulated activities

Application form for the regulated activity of operating a virtual asset business

Controlled functions and approved persons

Registration and notification of funds

Supplementary forms

Waivers or modifications form

service