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    Yas Investment Management Limited
    Public Registers FSRA Public Register Financial Services Firm Yas Investment Management Limited Financial Services Permission Number 200018 Date of Financial Services Permission 07 October 2020 Address 15-125, 15, Wework Hub 71, Al Khatem Tower, Adgm Square, Al Maryah Island, Abu Dhabi, United Arab Emirates Legal Status Private Company Limited by Shares Phone +971 4 295 5000 Email info@spartechvc.com Regulated Activities Type Effective date Withdrawn Date Managing a Collective Investment Fund 07 October 2020 Conditions In accordance with FSMR Section 30(4)(a) the following limitation(s) and stipulation(s) apply to each Regulated Activity as detailed:
    • Managing a Collective Investment Fund is limited to managing only Venture Capital Funds, as defined in the Fund Rules (FUNDS);
    • Yas Investment Management Limited is not permitted to deal with Retail Clients, as defined in the Conduct of Business Rulebook (COBS); and
    • Yas Investment Management Limited is not permitted to hold Client Assets.
    Endorsements None Regulatory Actions None
    Approved Persons
    Reference Number Name Role Status Effective date start Withdrawn date 00461 Abdelmonem Bin Eisa Bin Nasser Alserkal Licensed Director Withdrawn 07 October 2020 01 June 2022 00461 Sachhyam Regmi Finance Officer Current 07 October 2020 00461 Sachhyam Regmi Licensed Director Current 07 October 2020 01777 Sethulekshmi PremKumar Vappala Money Laundering Reporting Officer Withdrawn 30 November 2023 23 September 2024 01777 Sethulekshmi PremKumar Vappala Compliance Officer Withdrawn 30 November 2023 23 September 2024 01504 Vaishnavi Radhakrishnan Money Laundering Reporting Officer Withdrawn 16 October 2023 18 November 2023 01504 Vaishnavi Radhakrishnan Compliance Officer Withdrawn 16 October 2023 18 November 2023 00460 Yagub Bin Yousef Bin Yagub Alserkal Licensed Director Current 07 October 2020 00460 Yagub Bin Yousef Bin Yagub Alserkal Senior Executive Officer Current 07 October 2020

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