We are committed to promoting the integrity and soundness of ADGM's financial system. In supervising regulated firms, we aim to prevent, detect and restrain conduct that may cause damage to the reputation of ADGM.
Applying a risk-based approach to supervision, our interactions with firms are designed to be proportionate to their size, complexity and the types of regulated activities conducted.
We aim for an open, transparent and co-operative relationship with regulated firms, maintaining an on-going dialogue with the firm’s senior management in order to remain updated in terms of the firm’s financial position and business activities.
ADGM also seeks to reinforce the responsibility of senior management for the culture, behaviour and governance of the firm, to ensure financial soundness, fair dealing and compliance with regulatory standards.
To help guide your business efficiently, ADGM continually issues various documents and notices to numerous documents and notices.