Financial Services Firms
SEBA Bank AG
Regulated Activities
Type
Effective date
Withdrawn Date
Advising on Investments or Credit
07 February 2022
Effective date
07 February 2022
Withdrawn Date
Arranging Credit
07 February 2022
Effective date
07 February 2022
Withdrawn Date
Arranging Custody
07 February 2022
Effective date
07 February 2022
Withdrawn Date
Arranging Deals in Investments
07 February 2022
Effective date
07 February 2022
Withdrawn Date
Conditions
In accordance with FSMR Section 35(1) the following limitation(s) and stipulation(s) apply to each Regulated Activity as detailed:
- SEBA Bank AG is not permitted to deal with Retail Clients, as defined in the Conduct of Business (COBS) Rulebook; and
- SEBA Bank AG is not permitted to hold or control Client Assets.
Endorsements
None
Regulatory Actions
None
Approved Persons
Reference Number
Name
Role
Status
Effective date start
Withdrawn date
00859
Christian Alexandre Borel
Senior Executive Officer
Current
07 February 2022
Reference Number
00859
Name
Christian Alexandre Borel
Role
Senior Executive Officer
Effective date start
07 February 2022
Withdrawn date