Financial Services Firms

ADCB Asset Management Ltd.

service
Financial Services Permission Number
170036
Date of Financial Services Permission
17 April 2018
Address
10th Floor, Al Sila Tower, ADGM Square, Al Maryah Island
Legal Status
Subsidiary of Local Limited Liability Company
Phone
+971 2 6962266
Regulated Activities
Type
Effective date
Withdrawn date
Advising on Investments or Credit
17 April 2018
Effective date
17 April 2018
Withdrawn date
Arranging Credit
17 April 2018
Effective date
17 April 2018
Withdrawn date
Arranging Custody
17 April 2018
Effective date
17 April 2018
Withdrawn date
Arranging Deals in Investments
17 April 2018
Effective date
17 April 2018
Withdrawn date
Managing Assets
17 April 2018
Effective date
17 April 2018
Withdrawn date
Conditions
None
Regulatory Actions
Approved Persons
Reference Number
Name
Role
Status
Effective date start
Withdrawn date
00155
Deepak Khullar
Licensed Director
Current
17 April 2018
Reference Number
00155
Name
Deepak Khullar
Role
Licensed Director
Effective date start
17 April 2018
Withdrawn date
00157
Arup Mukhopadhyay
Licensed Director
Current
17 April 2018
Reference Number
00157
Name
Arup Mukhopadhyay
Role
Licensed Director
Effective date start
17 April 2018
Withdrawn date
00154
Markman A. Peters
Senior Executive Officer
Current
17 April 2018
Reference Number
00154
Name
Markman A. Peters
Role
Senior Executive Officer
Effective date start
17 April 2018
Withdrawn date
00156
Simon Copleston
Licensed Director
Current
17 April 2018
Reference Number
00156
Name
Simon Copleston
Role
Licensed Director
Effective date start
17 April 2018
Withdrawn date
Waheed Rathore
Licensed Director
Withdrawn
17 April 2018
28 February 2019
Reference Number
Name
Waheed Rathore
Role
Licensed Director
Effective date start
17 April 2018
Withdrawn date
28 February 2019