PUBLIC CONSULTATIONS

ADGM informs public and market place plans and unveils comments on proposed initiatives and rules ammendments through public consultations. To register for updates please click here.

  • Consultation Paper No. 9 of 2018 - Proposed Late Renewal Penalty Guide – Commercial Licences

    The Registration Authority would like to invite comments its proposed late renewal penalty guide – commercial licences, which sets out the Registration Authority’s policy and procedures in relation to the application of financial penalties (fines) for late commercial licence renewals under the ADGM Commercial Licensing Regulations 2015.

    Consultation Closing Date: 31 January 2019Status: Open
  • Consultation Paper No. 8 of 2018 - Proposed Late Filing Penalty Guide – Annual Accounts

    The Registration Authority would like to invite comments its proposed late filing penalty guide – annual accounts, which sets out the Registration Authority’s policy and procedures in relation to the application of financial penalties (fines) for late filings of annual accounts under the ADGM Companies Regulations 2015.

    Consultation Closing Date: 31 January 2019Status: Open
  • Consultation Paper No. 7 of 2018 - Proposed Fund Passporting Rules

    The Financial Services Regulatory Authority would like to invite comments its proposed fund passporting rules and regime, following the joint agreement with the Securities and Commodities Authority (SCA), and the Dubai Financial Services Authority (DFSA) to facilitate the licensing and promotion of domestic across the U.A.E.  Such a regime will also enable Collective Investment Funds established within ADGM to be promoted across the whole of the U.A.E including the Financial Free Zones.

    Consultation Closing Date: 03 January 2019Status: Open
  • Consultation Paper No. 6 of 2018 - Proposed Litigation Funding Rules

    Abu Dhabi Global Market Courts have issued this Consultation Paper to invite comments from industry professionals and the public on the proposed litigation funding rules (“Rules”) which are to apply to litigation funding agreements as defined in the ADGM Courts, Civil Evidence, Judgments, Enforcement and Judicial Appointments Regulations 2015. 

    Consultation Closing Date: 05 December 2018Status: Open
  • Consultation Paper No. 5 of 2018 - Proposed Bank Recovery and Resolution Regulations

    The Financial Services Regulatory Authority would like to invite comments on its proposed Bank Recovery and Resolution regime that is designed to effectively address the risks posed by the failure of any bank, significant financial institution or a member of its financial group in the ADGM jurisdiction. The proposed Bank Recovery and Resolution Regulations would empower the FSRA to act as the resolution authority for ADGM; this would apply to various institutions including those that accept deposits, provide clearing services or deal in investments as principal.

    Consultation Closing Date: 08 November 2018Status: Closed